Administration

CO/MLRO

Dubai
Work Type: Full Time
We are looking for someone passionate about building the next big thing and making a true impact in the region.

Key Responsibilities:
  • Administering Relevant Policies & Procedures - Review and advise on areas of regulatory change and applicable best practices in the region and update the relevant manuals and procedures as necessary.
  • Liaising with Regulators - Maintain close liaison with the relevant regulatory bodies and obtain any necessary licenses, and consents, make ad hoc notifications, file periodic regulatory returns, and provide information upon request. 
  • Provision of Advice & Support - Review any marketing materials and make the necessary AML/KYC checks in a timely manner to ensure compliance with regulatory requirements. Provide guidance and advice to the Board and senior management on any local regulatory matters.
  • Compliance Monitoring and Management Reporting - Conduct quarterly compliance monitoring and surveillance, report to the Board and senior management on the appropriateness and effectiveness of the Firm’s systems and controls, and implement any required measures. Enhancements.
  • Record Keeping - Maintain proper records in relation to Controllers, senior management apportionment, authorized individuals, breaches, fitness and propriety, complaints, training and competence, conflicts identification and management, communications and marketing, client-related documentation, regulatory returns, notifications made, DFSA correspondence and individuals’ declarations and undertakings.
  • Filing of Regulatory Returns - Preparation and filing of all DFSA-required reports.
  • Due Diligence and Monitoring - Preparation Monitor and review transactions to identify and report suspicious activity. Additionally, conduct risk assessments and due diligence on clients and business partners.
Competencies
  • Knowledgeable and comfortable with DFSA's rulebook. 
  • Attention to detail and strong analytical skills.
  • Excellent written and verbal communication skills.
Nice-to-have
  • Experience with retail clients.
  • Certified Anti-Money Laundering Specialist (ACAMS).
  • DFSA approved CO/MLRO.
Benefits
  • Market-standard compensation;
  • Generous Employee Stock Ownership Plan in line with our belief that our employees should be owners of the company and not just contributors;
  • You'll never have to pay for our premium paid plans ;)

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